DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lynda Reynoso Counts
Feed of 09/14/2026
Also filed as Lynda Lisa Reynoso
At current firm
3 y
since Oct 25, 2022
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Oct 25, 2022 · Minneapolis, Mn
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Oct 19, 2022 · San Diego, Ca
- First Allied Securities, Inc. formerMar 10, 2017 to Mar 23, 2018 · San Diego, Ca
- First Allied Advisory Services, Inc. formerFeb 1, 2017 to Nov 12, 2020 · San Diego, Ca
- Cetera Advisor Networks LLC formerMay 29, 2015 to Feb 7, 2017 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Ameriprise Financial Services, LLCleft Oct 19, 2022, registered Oct 25, 2022 (6 days) · Affiliated broker-dealer or bank to another
- First Allied Advisory Services, Inc. to First Allied Securities, Inc.left Nov 12, 2020, registered Mar 10, 2017 (-1343 days) · Other
- First Allied Securities, Inc. to Cetera Investment Advisers LLCleft Mar 23, 2018, registered Nov 12, 2020 (965 days) · Other
- Cetera Advisor Networks LLC to First Allied Advisory Services, Inc.left Feb 7, 2017, registered Feb 1, 2017 (-6 days) · channel change inside one enterprise, not a move
Signals
- Lynda Reynoso Counts left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2022-10-25)Oct 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address