DFX Intelligence

J••••• A•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

J••••• A•••••• C••••••

Advisor at F•••• P••••••• G••••

BAYPORT, NY

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Search this name across graphsid dfx:ria:04a80a1b-2761-895f-17e7-3eb5dc9af38b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• G••••	Independent wealth	Nov 7, 2015	n/a	yes	BAYPORT, NY	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2013	Oct 21, 2015	no	BAYPORT, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	F•••• P••••••• G••••	Oct 21, 2015	Nov 7, 2015	17	Firm change	Other
M••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 28, 2012	Jan 2, 2013

Relationships

Registered with (7)

→ F•••• P••••••• G••••Registered adviserregistration: current employment
Nov 7, 2015 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2013 to Oct 21, 2015factForm ADV
→ M••••••Registered adviserregistration: previous registration
Jan 28, 2011 to Jun 28, 2012factForm ADV
→ C••• R••••••••• P••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04a80a1b-2761-895f-17e7-3eb5dc9af38b
First observed: Apr 14, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.