RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• C••••••
- Designations
- CFPreportedfocusplanninggroup.netas printed on the bio page, Sep 16, 2026
- Founder
- “F•••••• & Financial P••••••”reportedfocusplanninggroup.netthe sentence on the bio page
- Years, as the firm states
- 25reportedfocusplanninggroup.net“I have over 25 years of experience in the wealth management industry.”
- Professional profile
- focusplanninggroup.net/joseph-carbone-cfpreportedfocusplanninggroup.netfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- F•••• P••••••• G•••• independent RIA currentsince Nov 7, 2015 · Bayport, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 2, 2013 to Oct 21, 2015 · Bayport, Ny
- M•••••• BD affiliatedJan 28, 2011 to Jun 28, 2012 · Overland Park, Ks
- C••• W••••• M••••••••• L•• unclassifiedMay 24, 2010 to May 26, 2011 · Cleveland, Oh
- C••• R••••••••• P••• A••••••• S••••••• institutionalMar 7, 2006 to Dec 8, 2011 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerApr 19, 2005 to Mar 3, 2006 · Lake Ronkonkoma, Ny
- 1••• C•••••• M••••••••• C•••••• unclassifiedApr 14, 2004 to Apr 1, 2005 · Medford, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F•••• P••••••• G••••left Oct 21, 2015, registered Nov 7, 2015 (17 days) · Other
- M•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 28, 2012, registered Jan 2, 2013 (188 days) · Other
- C••• R••••••••• P••• A••••••• S••••••• to C••• W••••• M••••••••• L••left Dec 8, 2011, registered May 24, 2010 (-563 days) · Other
- C••• W••••• M••••••••• L•• to M••••••left May 26, 2011, registered Jan 28, 2011 (-118 days) · Other
- C•••• I••••••••• S••••••• C•••• to C••• R••••••••• P••• A••••••• S•••••••left Mar 3, 2006, registered Mar 7, 2006 (4 days) · Other
- 1••• C•••••• M••••••••• C•••••• to C•••• I••••••••• S••••••• C••••left Apr 1, 2005, registered Apr 19, 2005 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address