DFX Intelligence

B•••••• J••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

B•••••• J••• S••••••

Advisor at S••••••••• F•••••••• G••••• L••

WORMLEYSBURG, PA

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Search this name across graphsid dfx:ria:04a906da-5600-c843-9a9d-2b391071d19b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• F•••••••• G••••• L••	Independent wealth	Feb 1, 2024	n/a	yes	WORMLEYSBURG, PA	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 31, 2018	Feb 2, 2024	no	Wormleysburg, PA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	S••••••••• F•••••••• G••••• L••	Feb 2, 2024	Feb 1, 2024	-1	Firm change	Ibd to new firm
W•••• F•••• A•••••••	O•••• A••••••• S•••••••• L••	Nov 9, 2018	Oct 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
171070:327529:GA:2024-02-02	Feb 2, 2024	Feb 1, 2024	ATLANTA, GA	Firm change
11025:171070:PA:2018-11-05	Nov 9, 2018	Oct 31, 2018	WORMLEYSBURG, PA	Firm change
11025:226774:PA:2015-10-01	Oct 1, 2015	Oct 8, 2015	HARRISBURG, PA	Firm change

Relationships

Registered with (4)

→ S••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 31, 2018 to Feb 2, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 2, 2018 to Nov 9, 2018factForm ADV
→ E••• W••••• M•••••••••

Dated events

Occurred
Feb 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04a906da-5600-c843-9a9d-2b391071d19b
First observed: Aug 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.