DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•• F•••••••• A•••••••
Indianapolis, IN | WINONA LAKE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• F•••••••• A••••••• | Independent wealth | Feb 3, 2026 | n/a | yes | Indianapolis, IN|WINONA LAKE, IN | Current employment |
| C• I••••••••• L•• | Independent wealth | Jun 13, 2022 | May 24, 2023 | no | AUBURN, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C• I••••••••• L•• | S•• F•••••••• A••••••• | May 24, 2023 | Feb 3, 2026 | 986 | Firm change after gap | RIA to RIA |