S•••••• F••••

Advisor at W••••••••• A••••••• P••••••• L••

SCOTCH PLAINS, NJ | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04c07aaf-1cc4-07d5-e008-ed55ab9253d3

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 18, 2011 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jul 15, 2026	n/a	yes	SCOTCH PLAINS, NJ\|WEST CHESTER, PA	Current employment
I•• A••••••• L••	Independent wealth	Feb 17, 2026	n/a	yes	EASTON, PA\|SCOTCH PLAINS, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• A••••••• L••	W••••••••• A••••••• P••••••• L••	Sep 17, 2026	Jul 15, 2026	-64	Firm change after gap	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	I•• A••••••• L••	Mar 2, 2026	Feb 17, 2026

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ I•• A••••••• L••Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 18, 2011 to Mar 2, 2026factForm ADV

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
S•••••• F•••• left I•• A••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-07-15)
Form ADVobserved 4 days ago
Occurred
Mar 2, 2026
Advisor changed firm
S•••••• F•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for I•• A••••••• L•• (registered 2026-02-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04c07aaf-1cc4-07d5-e008-ed55ab9253d3
First observed: Jul 18, 2011
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.