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Advisor at ADVICE AND PLANNING SERVICES
Frisco, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Aug 27, 2024 | n/a | yes | Frisco, TX|Frisco, TX | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Jul 15, 2016 | Nov 13, 2020 | no | CHARLOTTE, NC|CORALVILLE, IA|CHARLOTTE, NC|BLOOMINGTON, MN|CHARLOTTE, NC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 3, 2003 | Jan 9, 2004 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | ADVICE AND PLANNING SERVICES | Jan 9, 2004 | Jul 15, 2016 | 4,571 | Firm change after gap | Other |