DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••• F•••••• H•••••••••
Feed of 09/14/2026
Also filed as J••• F•••••• H•••••••••
At current firm
2 y
since Aug 27, 2024
In the industry
22 y
since Oct 3, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 27, 2024 · Frisco, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedJul 15, 2016 to Nov 13, 2020 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDOct 3, 2003 to Jan 9, 2004 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 9, 2004, registered Jul 15, 2016 (4571 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address