T••••• K••••••

Advisor at S•••• C••• W••••• M••••••••• I•••

W•••LAKE VILLAGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:04f4e001-cd7b-1003-81ae-1556d81668f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C••• W••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• C••• W••••• M••••••••• I•••	State registered	Jun 20, 2023	n/a	yes	W•••LAKE VILLAGE, CA	Current employment
E••••• J••••	National bd RIA	Sep 30, 2019	Jun 19, 2023	no	W•••LAKE VILLAGE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S•••• C••• W••••• M••••••••• I•••	Jun 19, 2023	Jun 20, 2023	1	Firm change	Ibd to state RIA
L•••••••• T••••••• A•••• M••••••••• I••	E••••• J••••	Sep 17, 2019	Sep 30, 2019

Relationships

Registered with (7)

→ S•••• C••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 20, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 30, 2019 to Jun 19, 2023factForm ADV
→ L•••••••• T••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Apr 5, 2017 to Sep 17, 2019factForm ADV
→ V•• A•••••••• I•••

Dated events

Occurred
Jun 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:04f4e001-cd7b-1003-81ae-1556d81668f7
First observed: Apr 25, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.