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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

VFG ADVISORS, INC.

CRD 150370

CULVER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0630fbb5-6b9d-ad69-ea01-595abb1e1fa8

Data as of Jan 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2011 to Jan 2, 2015
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $74.0MItem 5.F on the latest filing (2015-01-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 11
Accounts: 770
SEC number: 801-72405
CRD: 150370
Filings on the tape: 27
First filed: Nov 18, 2011
Latest filed: Jan 2, 2015
Organised: Corporation, Nevada

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NGO, TUAN, ANH	DIRECTOR OF OPERATIONS	Na	yes	07/2010	Sep 29, 2014	Jan 2, 2015
PRICE, EDWARD, LOWRY	CHIEF COMPLIANCE OFFICER	Na	yes	10/2013	Nov 5, 2013	Jan 2, 2015
VANCLEF FINANCIAL GROUP, INC.	PARENT COMPANY	E	yes	07/2009	Nov 18, 2011	Jan 2, 2015
VANCLEF, JASON, BRYCE	CEO, PRESIDENT	E	yes	07/2009	Nov 18, 2011	Jan 2, 2015
VANCLEF, JASON, BRYCE	CEO, PRESIDENT	Na	yes	04/2009	Nov 18, 2011	Jan 2, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VANCLEF FINANCIAL GROUP, INC.	n/a	n/a	n/a	Y	no	n/a
VFG SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CANOGA PARK	CA	United States	n/a	no
Carlsbad	CA	United States	n/a	no
Perrysburg	Oh	United States	n/a	no
Toledo	Oh	United States	n/a	no
Plano	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Sep 29, 2014	$74.0M	$0	12	10	n/a	n/a	n/a
2013	Aug 13, 2013	$38.8M	$0	15	10	n/a	n/a	n/a
2012	Sep 4, 2012	$46.4M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$74.0M	$38.8M	90.5%	n/a	n/a	11	15	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DELTA INVESTMENT MANAGEMENT, LLC	2	Dec 31, 2018	Nov 1, 2018	LOS ANGELES, CA	Team lift out	Other	50.0%

Relationships

Controls (4)

← PRICE, EDWARD, LOWRYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 5, 2013 to presentfactForm ADV
← NGO, TUAN, ANHOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Sep 29, 2014 to presentfactForm ADV
← VANCLEF, JASON, BRYCEOwnerCEO, PRESIDENT, ownership code E, individual
Nov 18, 2011 to presentfactForm ADV
← VANCLEF FINANCIAL GROUP, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Nov 18, 2011 to presentfactForm ADV

Registered with (13)

← MARK ANDREW TREWITTAdvisorregistration: previous registration
Nov 10, 2010 to Dec 31, 2018factForm ADV
← Sheldon SingletonAdvisorregistration: previous registration
Apr 25, 2018 to Dec 31, 2018factForm ADV
← JASON BRYCE VANCLEFAdvisorregistration: previous registration
Jul 21, 2009 to Dec 31, 2018factForm ADV
← Patrick MoreheadAdvisorregistration: previous registration
Oct 7, 2016 to Dec 31, 2018factForm ADV
← JOHN MARTIN BRADYAdvisorregistration: previous registration
Jan 14, 2011 to Apr 3, 2018factForm ADV
← Thomas KruegerAdvisorregistration: previous registration
Jan 17, 2017 to Apr 5, 2017factForm ADV
← Demetrio Joselito MunozAdvisorregistration: previous registration
Jan 11, 2013 to Oct 17, 2016factForm ADV
← BRIAN MICHAEL LEHNERAdvisorregistration: previous registration
Oct 14, 2011 to Jun 25, 2015factForm ADV
← ERIC STANLEY SHAFFERAdvisorregistration: previous registration
Jun 11, 2013 to Mar 19, 2014factForm ADV
← BRITTNEY ERIN KOLESARAdvisorregistration: previous registration
Nov 2, 2012 to Apr 19, 2013factForm ADV
← CLARK DAVID DEARMONDAdvisorregistration: previous registration
Dec 13, 2010 to Aug 2, 2012factForm ADV
← KRISTOPHER BRYAN FIELDAdvisorregistration: previous registration
May 18, 2010 to Sep 14, 2011factForm ADV
← WILLIAM FREDERICK DELANOAdvisorregistration: previous registration
May 18, 2010 to Jan 13, 2011factForm ADV

Moved with (1)

→ DELTA INVESTMENT MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2018 to Nov 1, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0630fbb5-6b9d-ad69-ea01-595abb1e1fa8
First observed: Nov 18, 2011
Last observed: Jan 2, 2015 142 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VFG ADVISORS, INC.

CRD 150370

CULVER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0630fbb5-6b9d-ad69-ea01-595abb1e1fa8

Data as of Jan 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NGO, TUAN, ANH

DIRECTOR OF OPERATIONS

yes

07/2010

Sep 29, 2014

Jan 2, 2015

PRICE, EDWARD, LOWRY

CHIEF COMPLIANCE OFFICER

yes

10/2013

Nov 5, 2013

Jan 2, 2015

VANCLEF FINANCIAL GROUP, INC.

PARENT COMPANY

yes

07/2009

Nov 18, 2011

Jan 2, 2015

VANCLEF, JASON, BRYCE

CEO, PRESIDENT

yes

07/2009

Nov 18, 2011

Jan 2, 2015

VANCLEF, JASON, BRYCE

CEO, PRESIDENT

yes

04/2009

Nov 18, 2011

Jan 2, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VANCLEF FINANCIAL GROUP, INC.

n/a

VFG SECURITIES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CANOGA PARK

United States

n/a

Carlsbad

United States

n/a

Perrysburg

United States

n/a

Toledo

United States

n/a

Plano

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Sep 29, 2014

$74.0M

n/a

2013

Aug 13, 2013

$38.8M

n/a

2012

Sep 4, 2012

$46.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$74.0M

$38.8M

90.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DELTA INVESTMENT MANAGEMENT, LLC

Dec 31, 2018

Nov 1, 2018

LOS ANGELES, CA

Team lift out

Other

50.0%