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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

Melissa Rivas

Advisor at U.S. BANCORP ADVISORS, LLC

Tempe, AZ

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Search this name across graphsid dfx:ria:04ff24f1-8a48-e871-7820-6fbac9e3039f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 11, 2005
First registration: Jun 24, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4937962

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Dec 7, 2023	n/a	yes	Tempe, AZ	Current employment
TANDEM WEALTH ADVISORS	Independent wealth	Sep 19, 2023	Nov 13, 2023	no	PHOENIX, AZ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jun 17, 2015	May 2, 2023	no	SCOTTSDALE, AZ	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 20, 2014	Jun 5, 2015	no	PHOENIX, AZ	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Dec 11, 2008	May 16, 2014	no	PHOENIX, AZ	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jun 24, 2008	Dec 31, 2008	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TANDEM WEALTH ADVISORS	U.S. BANCORP ADVISORS, LLC	Nov 13, 2023	Dec 7, 2023	24	Firm change	RIA to ibd
VANGUARD ADVISERS, INC.	TANDEM WEALTH ADVISORS	May 2, 2023	Sep 19, 2023	140	Firm change	Ibd to RIA
SCHWAB WEALTH ADVISORY, INC.	VANGUARD ADVISERS, INC.	Jun 5, 2015	Jun 17, 2015	12	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	SCHWAB WEALTH ADVISORY, INC.	May 16, 2014	Jun 20, 2014	35	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Dec 31, 2008	Dec 11, 2008	-20	Bulk transfer	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Dec 7, 2023 to presentfactForm ADV
→ TANDEM WEALTH ADVISORSRegistered adviserregistration: previous registration
Sep 19, 2023 to Nov 13, 2023factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Jun 17, 2015 to May 2, 2023factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jun 20, 2014 to Jun 5, 2015factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Dec 11, 2008 to May 16, 2014factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jun 24, 2008 to Dec 31, 2008factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
Melissa Rivas left Tandem Wealth Advisors for U.S. Bancorp Advisors, Llc (registered 2023-12-07)
Form ADVobserved 4 days ago
Occurred
May 2, 2023
Advisor changed firm
Melissa Rivas left Vanguard Advisers, Inc. for Tandem Wealth Advisors (registered 2023-09-19)
Form ADVobserved 4 days ago