DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Melissa Rivas

U.S. Bancorp Advisors, LLCBD affiliatedTempe, Azdual registrantIAPD 4937962

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Dec 7, 2023

In the industry

21 y

since Jun 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U.S. Bancorp Advisors, LLC BD affiliated current
since Dec 7, 2023 · Tempe, Az
Tandem Wealth Advisors independent RIA
Sep 19, 2023 to Nov 13, 2023 · Phoenix, Az
Vanguard Advisers, Inc. BD affiliated
Jun 17, 2015 to May 2, 2023 · Scottsdale, Az
Schwab Wealth Advisory, Inc. no RAUM
Jun 20, 2014 to Jun 5, 2015 · Phoenix, Az
Usaa Financial Planning Services former
Dec 11, 2008 to May 16, 2014 · Phoenix, Az
Usaa Investment Services Company no RAUM
Jun 24, 2008 to Dec 31, 2008 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

Tandem Wealth Advisors to U.S. Bancorp Advisors, LLC
left Nov 13, 2023, registered Dec 7, 2023 (24 days) · RIA to affiliated broker-dealer or bank
Vanguard Advisers, Inc. to Tandem Wealth Advisors
left May 2, 2023, registered Sep 19, 2023 (140 days) · Affiliated broker-dealer or bank to independent RIA
Schwab Wealth Advisory, Inc. to Vanguard Advisers, Inc.
left Jun 5, 2015, registered Jun 17, 2015 (12 days) · Other
Usaa Financial Planning Services to Schwab Wealth Advisory, Inc.
left May 16, 2014, registered Jun 20, 2014 (35 days) · Other
Usaa Investment Services Company to Usaa Financial Planning Services
left Dec 31, 2008, registered Dec 11, 2008 (-20 days) · corporate re-registration, not a move

Signals

Melissa Rivas left Tandem Wealth Advisors for U.S. Bancorp Advisors, Llc (registered 2023-12-07)
Nov 13, 2023 · Advisor changed firm · fact
Melissa Rivas left Vanguard Advisers, Inc. for Tandem Wealth Advisors (registered 2023-09-19)
May 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address