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Advisor at PRIVATE ADVISOR GROUP, LLC
MORRISTOWN, NJ | Lincoln, IL | Little Elm, TX | Springfield, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Aug 30, 2021 | n/a | yes | Springfield, IL|Little Elm, TX|MORRISTOWN, NJ|Lincoln, IL | Current employment |
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Jul 12, 2005 | Aug 31, 2021 | no | DALLAS, TX|DALLAS, TX|PLANO, TX | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 24, 2002 | Jul 15, 2005 | no | OAK POINT, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | PRIVATE ADVISOR GROUP, LLC | Aug 31, 2021 | Aug 30, 2021 | -1 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | LEVEL FOUR ADVISORY SERVICES | Jul 15, 2005 | Jul 12, 2005 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134086:155216:TX:2021-08-27 | Aug 31, 2021 | Aug 30, 2021 | PLANO, TX | Firm change |