DFX Intelligence

A••• D•••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A••• D•••• J•••••••

Advisor at T••••• A••••••• S•••••••• I•••

ROEBLING, NJ

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Search this name across graphsid dfx:ria:05127040-429d-27a0-479c-41355a43ec27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Apr 23, 2026	n/a	yes	ROEBLING, NJ	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Apr 30, 2021	Apr 27, 2026	no	BORDENTOWN, NJ\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|CONSHOHOCKEN, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|COLUMBUS, NJ\|ROBBINSVILLE, NJ\|EAST WINDSOR, NJ\|BORDENTOWN, NJ\|MAPLE SHADE, NJ\|MOORESTOWN, NJ\|PHILADELPHIA, PA\|CHERRY HILL, NJ\|MOORESTOWN, NJ\|TRENTON, NJ\|WEST TRENTON, NJ\|Chambersburg, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	T••••• A••••••• S•••••••• I•••	Apr 27, 2026	Apr 23, 2026	-4	Firm change	Ibd to ibd
P•••• S••••••••• L••	C••••••• S••••••••• I•••	Apr 29, 2021	Apr 30, 2021

Relationships

Registered with (9)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 30, 2021 to Apr 27, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Sep 4, 2019 to Apr 29, 2021factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05127040-429d-27a0-479c-41355a43ec27
First observed: Mar 31, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.