DFX Intelligence

J••• P•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• P•••• F••••••

Advisor at Q••••• W•••• A•••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:05297e89-00b6-41a6-1fbc-ee9b3084a394

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• W•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• W•••• A•••••••• L••	Independent wealth	Jan 10, 2022	n/a	yes	CHICAGO, IL	Current employment
Q••••• W•••• A•••••••• L••	Independent wealth	Nov 12, 2020	Dec 9, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• W••••• A•••••••• L••	Q••••• W•••• A•••••••• L••	Nov 11, 2020	Nov 12, 2020	1	Firm change	Ibd to RIA
A••••• F•••••••• P•••••••• I•••	A•••• W••••• A•••••••• L••	Nov 14, 2014	Nov 14, 2014

Relationships

Registered with (5)

→ Q••••• W•••• A•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Dec 9, 2020factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 14, 2014 to Nov 11, 2020factForm ADV
→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2014 to Nov 14, 2014factForm ADV
→ R••• C•••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05297e89-00b6-41a6-1fbc-ee9b3084a394
First observed: Jan 11, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.