DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Peter Ferrick
Feed of 09/14/2026
At current firm
4 y
since Jan 10, 2022
In the industry
19 y
since Oct 24, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Quincy Wells Advisors, LLC independent RIA currentsince Jan 10, 2022 · Chicago, Il
- Quincy Wells Advisors, LLC independent RIANov 12, 2020 to Dec 9, 2020 · Chicago, Il
- Arete Wealth Advisors, LLC BD affiliatedNov 14, 2014 to Nov 11, 2020 · Chicago, Il
- Ausdal Financial Partners, Inc. independent RIAJan 6, 2014 to Nov 14, 2014 · Davenport, Ia
- Roth Capital Partners, LLC state registeredJan 17, 2013 to Nov 12, 2013 · Newport Beach, Ca
- Advanced Equities, Inc. formerJan 11, 2011 to Nov 20, 2012 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Arete Wealth Advisors, LLC to Quincy Wells Advisors, LLCleft Nov 11, 2020, registered Nov 12, 2020 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Ausdal Financial Partners, Inc. to Arete Wealth Advisors, LLCleft Nov 14, 2014, registered Nov 14, 2014 (0 days) · Other
- Roth Capital Partners, LLC to Ausdal Financial Partners, Inc.left Nov 12, 2013, registered Jan 6, 2014 (55 days) · Other
- Advanced Equities, Inc. to Roth Capital Partners, LLCleft Nov 20, 2012, registered Jan 17, 2013 (58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address