DFX Intelligence

W•••••• J••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

W•••••• J••• E••••••

Advisor at H•••••••• P••••••• P•••••••

Lisle, IL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:05359a25-9054-ee61-4d41-bba59df227e1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 24, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Nov 2, 2021	n/a	yes	DOWNERS GROVE, IL\|Lisle, IL	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	May 10, 2016	Dec 31, 2021	no	Downers Grove, IL\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Nov 2, 2021	-59	Bulk transfer	RIA to new firm
M•• F•••••••• S•••••••• I•••	H•••••••• A•••••• G••••• L••	May 10, 2016	May 10, 2016

Relationships

Registered with (3)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
May 10, 2016 to Dec 31, 2021factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 13, 1998 to May 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05359a25-9054-ee61-4d41-bba59df227e1
First observed: Feb 13, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.