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J•••• H••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

J•••• H••••• C••••

Advisor at S••••

NEW YORK, NY | Dayton, KY

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Search this name across graphsid dfx:ria:0537966e-92ad-eb19-323c-232a7793ecd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Mar 2, 2026	n/a	yes	Dayton, KY\|NEW YORK, NY	Current employment
M••••••	Bd affiliated wealth	Oct 29, 2020	Feb 24, 2026	no	CINCINNATI, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	S••••	Feb 24, 2026	Mar 2, 2026	6	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S••••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Oct 29, 2020 to Feb 24, 2026factForm ADV

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
J•••• H••••• C•••• left Mariner for Savvy (registered 2026-03-02)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0537966e-92ad-eb19-323c-232a7793ecd1
First observed: Oct 29, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.