DFX Intelligence

R•••• S••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

R•••• S••••• D••••

Advisor at L••• I••••••••• A•••••••• L••

Columbia, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 20, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• I••••••••• A•••••••• L••	Independent wealth	Dec 8, 2021	n/a	yes	Columbia, MD	Current employment
T•• P•••••• F•••••••• G••••• L••	Independent wealth	Oct 1, 2020	Jan 5, 2022	no	Columbia, MD\|WALPOLE, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P•••••• F•••••••• G••••• L••	L••• I••••••••• A•••••••• L••	Jan 5, 2022	Dec 8, 2021	-28	Firm change	RIA to RIA
V•••• C•••••• P•••••••• L••	T•• P•••••• F•••••••• G••••• L••	Oct 7, 2020	Oct 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
151568:172470:MD:2020-10-07	Oct 7, 2020	Oct 1, 2020	COLUMBIA, MD	Firm change

Relationships

Registered with (5)

→ L••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ T•• P•••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Oct 1, 2020 to Jan 5, 2022factForm ADV
→ V•••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2014 to Oct 7, 2020factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jan 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 22, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.