DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Sudhir Desai
Feed of 09/14/2026
At current firm
4 y
since Dec 8, 2021
In the industry
29 y
since Sep 20, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lynx Investment Advisory, LLC independent RIA currentsince Dec 8, 2021 · Columbia, Md
- The Patriot Financial Group, LLC independent RIAOct 1, 2020 to Jan 5, 2022 · Columbia, Md
- Verus Capital Partners, LLC independent RIAJul 31, 2014 to Dec 31, 2014 · Columbia, Md
- Verus Capital Partners, LLC independent RIAJul 31, 2014 to Oct 7, 2020 · Columbia, Md
- Securities America Advisors, Inc. formerJul 1, 2005 to Jul 31, 2014 · Ellicott City, Md
- Financial Planning & Management Center, Inc. unclassifiedJun 22, 2000 to Jul 11, 2005 · Ellicott City, Md
Moves
a registration end followed by a registration begin elsewhere
- The Patriot Financial Group, LLC to Lynx Investment Advisory, LLCleft Jan 5, 2022, registered Dec 8, 2021 (-28 days) · RIA to RIA
- Verus Capital Partners, LLC to The Patriot Financial Group, LLCleft Oct 7, 2020, registered Oct 1, 2020 (-6 days) · RIA to RIA · moved with a team
- Securities America Advisors, Inc. to Verus Capital Partners, LLCleft Jul 31, 2014, registered Jul 31, 2014 (0 days) · Other
- Financial Planning & Management Center, Inc. to Securities America Advisors, Inc.left Jul 11, 2005, registered Jul 1, 2005 (-10 days) · Other
Signals
- Roger Sudhir Desai left The Patriot Financial Group, Llc for Lynx Investment Advisory, Llc (registered 2021-12-08)Jan 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address