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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SOLARIS ALTERNATIVE ASSET MANAGEMENT

SOLARIS ALTERNATIVE ASSET MANAGEMENT, LLC, CRD 158993

NEW YORK, NY

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Search this name across graphsid dfx:ria:0561364e-08a7-d0cc-1f1e-abf853eda8c2

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2011 to Mar 27, 2014
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130MItem 5.F on the latest filing (2014-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $54.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 3
Accounts: 5
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $105Mgross asset value as reported per fund; never fund size
Custody, client assets: $52.0M
SEC number: 801-72994
CRD: 158993
Filings on the tape: 6
First filed: Dec 20, 2011
Latest filed: Mar 27, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MILLBROOK PARTNERS, LLC	Hedge Fund	$49.8M	Mar 27, 2014	26	Dec 20, 2011	reported	021-92111
MILLBROOK DOMESTIC FUND, LLC	Hedge Fund	$29.7M	Mar 27, 2014	16	Dec 20, 2011	reported	021-92111
MILLBROOK INTERNATIONAL FUND, LTD	Hedge Fund	$20.1M	Mar 27, 2014	10	Dec 20, 2011	reported	021-92633
ALTAIR CAPITAL II, LP	Hedge Fund	$5.0M	Mar 27, 2014	1	Mar 25, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELLAS, ALBERT, CONSTANTINE	MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014
BELLAS, ALBERT, CONSTANTINE	MANAGING MEMBER	F	yes	12/2003	Dec 20, 2011	Mar 27, 2014
CHELSEY SOLARIS, INC.	Member	C	yes	12/2003	Dec 20, 2011	Mar 27, 2014
GHRISKEY, TIMOTHY, MARKLEY	MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014
GHRISKEY, TIMOTHY, MARKLEY	MANAGING MEMBER	F	yes	12/2003	Dec 20, 2011	Mar 27, 2014
KEOGH, PETER, CLARKE	MANAGING MEMBER	C	yes	01/2004	Dec 20, 2011	Mar 27, 2014
KEOGH, PETER, CLARKE	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014
MAILMAN, CHRISTOPHER, BENJAMIN	CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014
MAILMAN, CHRISTOPHER, BENJAMIN	MANAGING MEMBER	D	yes	01/2004	Dec 20, 2011	Mar 27, 2014
MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC	Member	D	yes	12/2011	Dec 20, 2011	Mar 27, 2014
SDF SOLARIS LLC	Custodian	E	yes	11/2011	Mar 27, 2014	Mar 27, 2014
SINSHEIMER, RALPH, DAVID	MANAGING MEMBER	F	yes	12/2003	Dec 20, 2011	Mar 27, 2014
SINSHEIMER, RALPH, DAVID	MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014
SOLARIS ADVISORS, LLC	Member	D	yes	12/2011	Dec 20, 2011	Mar 27, 2014
SOLARIS GROUP, LLC	Shareholder	E	yes	12/2003	Dec 20, 2011	Mar 27, 2014
WELLS, STEPHEN, BRENT	MANAGING MEMBER	F	yes	12/2003	Dec 20, 2011	Mar 27, 2014
WELLS, STEPHEN, BRENT	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	Na	yes	12/2011	Dec 20, 2011	Mar 27, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOLARIS ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	Y	yes	n/a
SOLARIS ASSET MANAGEMENT,LLC	n/a	Former SEC adviser	$106M	N	yes	n/a
BGWS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
SOLARIS ALTERNATIVE ASSET MANAGEMENT GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOCUST VALLEY	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 27, 2014	$130M	$54.8M	7	3	n/a	4	$105M
2012	Mar 25, 2013	$137M	$49.3M	9	5	n/a	4	$88.6M
2011	Mar 30, 2012	$148M	$66.8M	n/a	n/a	n/a	3	$129M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$130M	$137M	-4.9%	n/a	n/a	7	9	n/a	n/a

Relationships

Affiliated with (2)

→ SOLARIS ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
→ SOLARIS ADVISORS, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (4)

→ MILLBROOK INTERNATIONAL FUND, LTDPrivate fundHedge Fund, IA
Dec 20, 2011 to presentfactForm ADV
→ MILLBROOK PARTNERS, LLCPrivate fundHedge Fund, IA
Dec 20, 2011 to presentfactForm ADV
→ ALTAIR CAPITAL II, LPPrivate fundHedge Fund, IA
Mar 25, 2013 to presentfactForm ADV
→ MILLBROOK DOMESTIC FUND, LLCPrivate fundHedge Fund, IA
Dec 20, 2011 to presentfactForm ADV

Controls (11)

← MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLCOwnerMEMBER, ownership code D, domestic entity
Dec 20, 2011 to presentfactForm ADV
← SOLARIS ADVISORS, LLCOwnerMEMBER, ownership code D, domestic entity
Dec 20, 2011 to presentfactForm ADV
← WELLS, STEPHEN, BRENTOwnerMANAGING MEMBER, ownership code F, individual
Dec 20, 2011 to presentfactForm ADV
← SINSHEIMER, RALPH, DAVIDOwnerMANAGING MEMBER, ownership code F, individual
Dec 20, 2011 to presentfactForm ADV
← MAILMAN, CHRISTOPHER, BENJAMINOwnerMANAGING MEMBER, ownership code D, individual
Dec 20, 2011 to presentfactForm ADV
← BELLAS, ALBERT, CONSTANTINEOwnerMANAGING MEMBER, ownership code F, individual
Dec 20, 2011 to presentfactForm ADV
← KEOGH, PETER, CLARKEOwnerMANAGING MEMBER, ownership code C, individual
Dec 20, 2011 to presentfactForm ADV
← GHRISKEY, TIMOTHY, MARKLEYOwnerMANAGING MEMBER, ownership code F, individual
Dec 20, 2011 to presentfactForm ADV
← CHELSEY SOLARIS, INC.OwnerMEMBER, ownership code C, domestic entity
Dec 20, 2011 to presentfactForm ADV
← SDF SOLARIS LLCOwnerCUSTODIAN, ownership code E, domestic entity
Mar 27, 2014 to presentfactForm ADV
← SOLARIS GROUP, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 20, 2011 to presentfactForm ADV

Dated events

Occurred
Dec 20, 2011
Succession filed (Item 4)
Solaris Alternative Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0561364e-08a7-d0cc-1f1e-abf853eda8c2
First observed: Dec 20, 2011
Last observed: Mar 27, 2014 152 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOLARIS ALTERNATIVE ASSET MANAGEMENT

SOLARIS ALTERNATIVE ASSET MANAGEMENT, LLC, CRD 158993

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0561364e-08a7-d0cc-1f1e-abf853eda8c2

Data as of Mar 27, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MILLBROOK PARTNERS, LLC

Hedge Fund

$49.8M

Mar 27, 2014

Dec 20, 2011

reported

021-92111

MILLBROOK DOMESTIC FUND, LLC

Hedge Fund

$29.7M

Mar 27, 2014

Dec 20, 2011

reported

021-92111

MILLBROOK INTERNATIONAL FUND, LTD

Hedge Fund

$20.1M

Mar 27, 2014

Dec 20, 2011

reported

021-92633

ALTAIR CAPITAL II, LP

Hedge Fund

$5.0M

Mar 27, 2014

Mar 25, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELLAS, ALBERT, CONSTANTINE

MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

BELLAS, ALBERT, CONSTANTINE

MANAGING MEMBER

yes

12/2003

Dec 20, 2011

Mar 27, 2014

CHELSEY SOLARIS, INC.

Member

yes

12/2003

Dec 20, 2011

Mar 27, 2014

GHRISKEY, TIMOTHY, MARKLEY

MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

GHRISKEY, TIMOTHY, MARKLEY

MANAGING MEMBER

yes

12/2003

Dec 20, 2011

Mar 27, 2014

KEOGH, PETER, CLARKE

MANAGING MEMBER

yes

01/2004

Dec 20, 2011

Mar 27, 2014

KEOGH, PETER, CLARKE

CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

MAILMAN, CHRISTOPHER, BENJAMIN

CO-CHIEF INVESTMENT OFFICER/MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

MAILMAN, CHRISTOPHER, BENJAMIN

MANAGING MEMBER

yes

01/2004

Dec 20, 2011

Mar 27, 2014

MILLBROOK INVESTMENT MANAGEMENT COMPANY, LLC

Member

yes

12/2011

Dec 20, 2011

Mar 27, 2014

SDF SOLARIS LLC

Custodian

yes

11/2011

Mar 27, 2014

SINSHEIMER, RALPH, DAVID

MANAGING MEMBER

yes

12/2003

Dec 20, 2011

Mar 27, 2014

SINSHEIMER, RALPH, DAVID

MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

SOLARIS ADVISORS, LLC

Member

yes

12/2011

Dec 20, 2011

Mar 27, 2014

SOLARIS GROUP, LLC

Shareholder

yes

12/2003

Dec 20, 2011

Mar 27, 2014

WELLS, STEPHEN, BRENT

MANAGING MEMBER

yes

12/2003

Dec 20, 2011

Mar 27, 2014

WELLS, STEPHEN, BRENT

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

12/2011

Dec 20, 2011

Mar 27, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOLARIS ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

SOLARIS ASSET MANAGEMENT,LLC

n/a

Former SEC adviser

$106M

yes

n/a

BGWS MANAGEMENT, LLC

n/a

yes

n/a

SOLARIS ALTERNATIVE ASSET MANAGEMENT GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

LOCUST VALLEY

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 27, 2014

$130M

$54.8M

n/a

$105M

2012

Mar 25, 2013

$137M

$49.3M

n/a

$88.6M

2011

Mar 30, 2012

$148M

$66.8M

n/a

$129M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$130M

$137M

-4.9%

n/a