DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

SOLARIS ADVISORS, LLC

CRD 136683

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db205ff6-8732-535a-a7d4-02889bdb662d

Data as of May 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Mar 30, 2012 to May 30, 2019
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Solaris Advisors, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2019-05-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $514M
Private client RAUM: $804MderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 81
High net worth clients: 53
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $46.8Mgross asset value as reported per fund; never fund size
Custody, client assets: $351M
SEC number: 801-64711
CRD: 136683
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: May 30, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE CONSTELLATION FUND, LP	Other Private Fund	$4.8M	Feb 28, 2018	3	Mar 30, 2012	dropped	021-89070

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELLAS, ALBERT, CONSTANTINE	MANAGING DIRECTROR	Na	yes	07/2005	Mar 30, 2012	May 30, 2019
CHELSEY SOLARIS INC.	Member	C	yes	12/2003	Mar 30, 2012	May 30, 2019
SDF SOLARIS LLC	SOLE SHAREHOLDER	E	yes	11/2011	Mar 27, 2014	May 30, 2019
SINSHEIMER, RALPH, DAVID	MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER	Na	yes	07/2005	Mar 30, 2012	May 30, 2019
SOLARIS GROUP, LLC	Owner	E	yes	07/2005	Mar 30, 2012	May 30, 2019
STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIAN	SOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN	E	yes	11/2011	Oct 25, 2016	May 30, 2019
WELLS, STEPHEN, BRENT	MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER	Na	yes	07/2005	Mar 30, 2012	May 30, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOLARIS ASSET MANAGEMENT,LLC	n/a	Former SEC adviser	$106M	N	yes	n/a
BGWS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 1, 2019	$1.4B	$514M	12	9	0	1	$46.8M
2017	Feb 28, 2018	$1.7B	$519M	16	10	0	2	$54.5M
2016	Mar 30, 2017	$1.6B	$545M	16	10	n/a	2	$51.9M
2015	Mar 30, 2016	$1.6B	$522M	17	13	n/a	2	$69.8M
2014	Mar 30, 2015	$1.3B	$514M	16	12	n/a	2	$72.9M
2013	Mar 27, 2014	$1.2B	$127M	15	10	n/a	2	$61.9M
2012	Mar 27, 2013	$1.4B	$101M	16	9	n/a	2	$35.4M
2011	Mar 30, 2012	$1.5B	$21.6M	n/a	n/a	n/a	2	$21.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.4B	$1.7B	-14.2%	$1.6B	-2.6%	12	16	0	0

Relationships

Affiliated with (3)

→ SOLARIS ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← SOLARIS ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV
← SOLARIS ALTERNATIVE ASSET MANAGEMENTRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← WELLS, STEPHEN, BRENTOwnerMANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SINSHEIMER, RALPH, DAVIDOwnerMANAGING DIRECTOR - CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BELLAS, ALBERT, CONSTANTINEOwnerMANAGING DIRECTROR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CHELSEY SOLARIS INC.OwnerMEMBER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SDF SOLARIS LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 27, 2014 to presentfactForm ADV
← SOLARIS GROUP, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIANOwnerSOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN, ownership code E, domestic entity
Oct 25, 2016 to presentfactForm ADV

Registered with (1)

← JAMES PETER JEFFERYAdvisorregistration: previous registration
Oct 8, 2015 to Mar 12, 2019factForm ADV

Advises (1)

→ THE CONSTELLATION FUND, LPPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Feb 28, 2018factForm ADV

Dated events

Occurred
Apr 11, 2019
Control person left
Markley Timothy Ghriskey (Owner) no longer on Schedule A of Solaris Advisors, Llc (listed 2019-03-01, absent 2019-04-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:db205ff6-8732-535a-a7d4-02889bdb662d
First observed: Mar 30, 2012
Last observed: May 30, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOLARIS ADVISORS, LLC

CRD 136683

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:db205ff6-8732-535a-a7d4-02889bdb662d

Data as of May 30, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE CONSTELLATION FUND, LP

Other Private Fund

$4.8M

Feb 28, 2018

Mar 30, 2012

dropped

021-89070

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELLAS, ALBERT, CONSTANTINE

MANAGING DIRECTROR

yes

07/2005

Mar 30, 2012

May 30, 2019

CHELSEY SOLARIS INC.

Member

yes

12/2003

Mar 30, 2012

May 30, 2019

SDF SOLARIS LLC

SOLE SHAREHOLDER

yes

11/2011

Mar 27, 2014

May 30, 2019

SINSHEIMER, RALPH, DAVID

MANAGING DIRECTOR - CHIEF INVESTMENT OFFICER

yes

07/2005

Mar 30, 2012

May 30, 2019

SOLARIS GROUP, LLC

Owner

yes

07/2005

Mar 30, 2012

May 30, 2019

STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIAN

SOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN

yes

11/2011

Oct 25, 2016

May 30, 2019

WELLS, STEPHEN, BRENT

MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER

yes

07/2005

Mar 30, 2012

May 30, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOLARIS ASSET MANAGEMENT,LLC

n/a

Former SEC adviser

$106M

yes

n/a

BGWS MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 1, 2019

$1.4B

$514M

$46.8M

2017

Feb 28, 2018

$1.7B

$519M

$54.5M

2016

Mar 30, 2017

$1.6B

$545M

n/a

$51.9M

2015

Mar 30, 2016

$1.6B

$522M

n/a

$69.8M

2014

Mar 30, 2015

$1.3B

$514M

n/a

$72.9M

2013

Mar 27, 2014

$1.2B

$127M

n/a

$61.9M

2012

Mar 27, 2013

$1.4B

$101M

n/a

$35.4M

2011

Mar 30, 2012

$1.5B

$21.6M

n/a

$21.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.4B

$1.7B

-14.2%

$1.6B

-2.6%