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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SOLARIS ASSET MANAGEMENT

SOLARIS ASSET MANAGEMENT,LLC, CRD 129650

NEW YORK, NY

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Search this name across graphsid dfx:ria:e3d45516-9e21-7fc0-92bd-9bdbba0773e0

Data as of Mar 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 1, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $106MItem 5.F on the latest filing (2019-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $106M
Private client RAUM: $81.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 13
High net worth clients: 10
Custody, client assets: $38.0M
SEC number: 801-62742
CRD: 129650
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Mar 1, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE GEMINI FUND, LP	Hedge Fund	$655,911	Jan 30, 2018	13	Mar 30, 2012	reported	021-85478

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELLAS, ALBERT, CONSTANTINE	MANAGING DIRECTOR	Na	yes	12/2003	Mar 30, 2012	Mar 1, 2019
CHELSEY SOLARIS INC.	Member	C	yes	12/2003	Mar 30, 2012	Mar 1, 2019
SDF SOLARIS LLC	SOLE SHAREHOLDER	E	yes	11/2011	Mar 12, 2014	Mar 1, 2019
SINSHEIMER, RALPH, DAVID	MANAGING DIRECTOR	Na	yes	12/2003	Mar 30, 2012	Mar 1, 2019
SOLARIS GROUP, LLC	Shareholder	E	yes	12/2003	Mar 30, 2012	Mar 1, 2019
STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIAN	THE SOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN	E	yes	11/2011	Oct 25, 2016	Mar 1, 2019
WELLS, STEPHEN, BRENT	MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER	Na	yes	12/2003	Mar 30, 2012	Mar 1, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SOLARIS ADVISORS, LLC	n/a	Former SEC adviser	$1.4B	N	yes	n/a
BGWS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Feb 26, 2019	$106M	$106M	10	5	0	n/a	n/a
2017	Jan 30, 2018	$276M	$276M	11	5	0	1	$655,911
2016	Mar 30, 2017	$251M	$251M	12	6	n/a	1	$1.0M
2015	Mar 29, 2016	$257M	$257M	11	4	n/a	1	$2.2M
2014	Mar 30, 2015	$167M	$167M	7	4	n/a	1	$6.4M
2013	Mar 11, 2014	$167M	$167M	6	3	n/a	1	$7.5M
2012	Mar 28, 2013	$136M	$136M	11	5	n/a	1	$5.0M
2011	Mar 30, 2012	$179M	$179M	n/a	n/a	n/a	1	$5.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$106M	$276M	-61.6%	$257M	-25.6%	10	11	0	0

Relationships

Affiliated with (3)

← SOLARIS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SOLARIS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SOLARIS ALTERNATIVE ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← WELLS, STEPHEN, BRENTOwnerMANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← SINSHEIMER, RALPH, DAVIDOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BELLAS, ALBERT, CONSTANTINEOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CHELSEY SOLARIS INC.OwnerMEMBER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SDF SOLARIS LLCOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 12, 2014 to presentfactForm ADV
← SOLARIS GROUP, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIANOwnerTHE SOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN, ownership code E, domestic entity
Oct 25, 2016 to presentfactForm ADV

Advises (1)

→ THE GEMINI FUND, LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← JAMES PETER JEFFERYAdvisorregistration: previous registration
Oct 8, 2015 to Mar 12, 2019factForm ADV

Dated events

Occurred
Feb 26, 2019
Regulatory AUM changed
Solaris Asset Management reported RAUM $105.9M, down 62% from $276.1M (2018-01-30 to 2019-02-26)
Form ADVobserved 5 days ago
$-170M
Occurred
Feb 26, 2019
Control person left
Markley Timothy Ghriskey (Managing Director - Chief Investment Officer) no longer on Schedule A of Solaris Asset Management (listed 2018-01-30, absent 2019-02-26)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e3d45516-9e21-7fc0-92bd-9bdbba0773e0
First observed: Mar 30, 2012
Last observed: Mar 1, 2019 92 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOLARIS ASSET MANAGEMENT

SOLARIS ASSET MANAGEMENT,LLC, CRD 129650

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e3d45516-9e21-7fc0-92bd-9bdbba0773e0

Data as of Mar 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE GEMINI FUND, LP

Hedge Fund

$655,911

Jan 30, 2018

Mar 30, 2012

reported

021-85478

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELLAS, ALBERT, CONSTANTINE

MANAGING DIRECTOR

yes

12/2003

Mar 30, 2012

Mar 1, 2019

CHELSEY SOLARIS INC.

Member

yes

12/2003

Mar 30, 2012

Mar 1, 2019

SDF SOLARIS LLC

SOLE SHAREHOLDER

yes

11/2011

Mar 12, 2014

Mar 1, 2019

SINSHEIMER, RALPH, DAVID

MANAGING DIRECTOR

yes

12/2003

Mar 30, 2012

Mar 1, 2019

SOLARIS GROUP, LLC

Shareholder

yes

12/2003

Mar 30, 2012

Mar 1, 2019

STUART FELDMAN IRA/PROVIDENT TRUST GROUP AS CUSTODIAN

THE SOLE MANAGER AND IRA OWNER/CUSTODIAN FOR IRA OF STUART FELDMAN

yes

11/2011

Oct 25, 2016

Mar 1, 2019

WELLS, STEPHEN, BRENT

MANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER

yes

12/2003

Mar 30, 2012

Mar 1, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SOLARIS ADVISORS, LLC

n/a

Former SEC adviser

$1.4B

yes

n/a

BGWS MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Feb 26, 2019

$106M

n/a

2017

Jan 30, 2018

$276M

$655,911

2016

Mar 30, 2017

$251M

n/a

$1.0M

2015

Mar 29, 2016

$257M

n/a

$2.2M

2014

Mar 30, 2015

$167M

n/a

$6.4M

2013

Mar 11, 2014

$167M

n/a

$7.5M

2012

Mar 28, 2013

$136M

n/a

$5.0M

2011

Mar 30, 2012

$179M

n/a

$5.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$106M

$276M

-61.6%

$257M

-25.6%