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Reading the graph
Reading the graph
Advisor at SAVVY
NEW YORK, NY | Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Savvy | Independent wealth | Aug 24, 2023 | n/a | yes | NEW YORK, NY|Fort Lauderdale, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 7, 2015 | Sep 22, 2023 | no | NEW YORK, NY|SAN DIEGO, CA|FORT LAUDERDALE, FL|FORT LAUDERDALE, FL|ISLEP TERRACE, NY|NEW YORK, NY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 3, 2006 | Oct 11, 2007 | no | NEW YORK, NY|Ridgewood, NJ|RYE BROOK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Savvy | Sep 22, 2023 | Aug 24, 2023 | -29 | Firm change | Ibd to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 11, 2007 | Dec 7, 2015 | 2,979 | Firm change after gap | Other |