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V••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

V••••••• A••••

Advisor at E•••• S••••••••• L••

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:0598672a-07f8-ea10-a78d-7055328694ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• S••••••••• L••	Bd affiliated wealth	Mar 18, 2026	n/a	yes	JACKSONVILLE, FL	Current employment
W•• B•••••••• S•••••••• I•••	Bd affiliated wealth	Aug 16, 2023	Jan 28, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•• B•••••••• S•••••••• I•••	E•••• S••••••••• L••	Jan 28, 2026	Mar 18, 2026	49	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	W•• B•••••••• S•••••••• I•••	Dec 14, 2022

Relationships

Registered with (5)

→ E•••• S••••••••• L••Registered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ W•• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 16, 2023 to Jan 28, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 19, 2022 to Dec 14, 2022factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
V••••••• A•••• left W•• B•••••••• S•••••••• I••• for E•••• S••••••••• L•• (registered 2026-03-18)
Form ADVobserved 7 days ago
Occurred
Dec 14, 2022
Advisor changed firm
V••••••• A•••• left A••••••••• F•••••••• S•••••••• L•• for W•• B•••••••• S•••••••• I••• (registered 2023-08-16)
Form ADVobserved 7 days ago
Occurred
Jun 30, 2022
Advisor changed firm
V••••••• A•••• left P•••• S••••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-08-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0598672a-07f8-ea10-a78d-7055328694ce
First observed: Jul 31, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.