DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vivienne Ather
Feed of 09/14/2026
Also filed as Rukminie V Chanderdatt
At current firm
0 y
since Mar 18, 2026
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Eagle Strategies LLC BD affiliated currentsince Mar 18, 2026 · Jacksonville, Fl
- W&S Brokerage Services, Inc. BD affiliatedAug 16, 2023 to Jan 28, 2026 · Jacksonville, Fl
- Ameriprise Financial Services, LLC national BDAug 19, 2022 to Dec 14, 2022 · Jacksonville, Fl
- Pruco Securities, LLC no RAUMJun 12, 2019 to Jun 30, 2022 · Jacksonville, Fl
- Nesteggs, Inc. otherJul 31, 2018 to Apr 12, 2019 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to Eagle Strategies LLCleft Jan 28, 2026, registered Mar 18, 2026 (49 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to W&S Brokerage Services, Inc.left Dec 14, 2022, registered Aug 16, 2023 (245 days) · Affiliated broker-dealer or bank to another
- Pruco Securities, LLC to Ameriprise Financial Services, LLCleft Jun 30, 2022, registered Aug 19, 2022 (50 days) · Affiliated broker-dealer or bank to another
- Nesteggs, Inc. to Pruco Securities, LLCleft Apr 12, 2019, registered Jun 12, 2019 (61 days) · Other
Signals
- Vivienne Ather left W&S Brokerage Services, Inc. for Eagle Strategies Llc (registered 2026-03-18)Jan 28, 2026 · Advisor changed firm · fact
- Vivienne Ather left Ameriprise Financial Services, Llc for W&S Brokerage Services, Inc. (registered 2023-08-16)Dec 14, 2022 · Advisor changed firm · fact
- Vivienne Ather left Pruco Securities, Llc for Ameriprise Financial Services, Llc (registered 2022-08-19)Jun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address