DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W••••• F••••••••• P•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• F••••••••• P•••••••• L•• | Independent wealth | Mar 14, 2025 | n/a | yes | SALT LAKE CITY, UT|Saint Clairsville, OH | Current employment |
| G••••• V••• C•••••• M••••••••• L•• | Independent wealth | Feb 25, 2021 | Apr 28, 2025 | no | SAINT CLAIRSVILLE, OH|WAUKESHA, WI|SAINT CLAIRSVILLE, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••• V••• C•••••• M••••••••• L•• | W••••• F••••••••• P•••••••• L•• | Apr 28, 2025 | Mar 14, 2025 | -45 | Firm change after gap | RIA to RIA |
| I•••••• A•••••••• L•• | G••••• V••• C•••••• M••••••••• L•• | Dec 31, 2021 | Feb 25, 2021 |
| Previous registration |
| I•••••• A•••••••• L•• | n/a | Jul 3, 2013 | Dec 31, 2021 | no | ST. CLAIRSVILLE, OH|Cadiz, OH|St. Clairsville, OH|BARNESVILLE, OH | Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | May 8, 2013 | Jun 24, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| -309 |
| Firm change after gap |
| Other |
| Q•••••• A•••• M••••••••• I••• | I•••••• A•••••••• L•• | Jun 24, 2013 | Jul 3, 2013 | 9 | Firm change | Other |