DFX Intelligence

W••••• F••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W••••• F••••••••• P•••••••• L••

CRD 330999

SALT LAKE CITY, UT

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Data as of Sep 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2026 to Sep 21, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $111M••• Locked
Discretionary RAUM: $111M
Private client RAUM: $102Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $12.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• C•••••••• C••••••	n/a	SALT LAKE CITY, UT	1	12	1	no
J•••• P•••••• G••••	n/a	Saint Clairsville, OH \| SALT LAKE CITY, UT	1	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••• C••••••••	CHIEF COMPLIANCE OFFICER AND MANAGING MEMBER	D	yes	03/2024	Jul 7, 2026	Jul 7, 2026
C••••••• M••••••• C••••••	PRESIDENT AND MANAGING MEMBER	C	yes	06/2025	Jul 7, 2026	Jul 7, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	11.1%	0	0	0	5	1

Relationships

Registered with (10)

← W•••••• W•••••• B•••••Advisorregistration: current employment
Feb 5, 2026 to presentfactForm ADV
← J•••• T••• A••••••Advisorregistration: current employment
Oct 27, 2025 to presentfactForm ADV
← C••••• M•••••• H•••••••Advisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← T•••• J•••• F•••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
20 May 2026
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

First seen by DFX
Sep 22, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 3, 2026
Last observed: Sep 21, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.