DFX Intelligence

M•••• J•• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M•••• J•• J••••••

Advisor at H•••••••• A•••••••• L••

Oak Brook, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:05a5dc9f-cfcd-a688-8f16-2fbc206bd5df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Nov 29, 2022	n/a	yes	Oak Brook, IL\|CHICAGO, IL	Current employment
I•••• A•••••• G••••	Independent wealth	Mar 8, 2022	Nov 23, 2022	no	LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••• A•••••• G••••	H•••••••• A•••••••• L••	Nov 23, 2022	Nov 29, 2022	6	Firm change	RIA to ibd
S••••• M•••••••••	I•••• A•••••• G••••	Mar 31, 2022	Mar 8, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
127145:318010:AR:2022-03-31	Mar 31, 2022	Mar 8, 2022	NORTH LITTLE ROCK, AR	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 29, 2022 to presentfactForm ADV
→ I•••• A•••••• G••••Registered adviserregistration: previous registration
Mar 8, 2022 to Nov 23, 2022factForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Mar 12, 2021 to Mar 31, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Nov 23, 2022
A•••••• firm change
M•••• J•• J•••••• left I•••• A•••••• G•••• for H•••••••• A•••••••• L•• (registered 2022-11-29)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
A•••••• firm change
M•••• J•• J•••••• left S••••• M••••••••• for I•••• A•••••• G•••• (registered 2022-03-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05a5dc9f-cfcd-a688-8f16-2fbc206bd5df
First observed: Mar 30, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.