DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• J•• J••••••

H•••••••• A•••••••• L••BD affiliatedOak Brook, Il IA-onlyIAPD 6904851

Certified Financial Planner

Feed of 09/15/2026

Also filed as Miles Johnson

At current firm

3 y

since Nov 29, 2022

In the industry

18 y

since Feb 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Nov 29, 2022 · Oak Brook, Il
I•••• A•••••• G•••• independent RIA
Mar 8, 2022 to Nov 23, 2022 · Little Rock, Ar
S••••• M••••••••• independent RIA
Mar 12, 2021 to Mar 31, 2022 · Little Rock, Ar
W•••• F•••• A••••••• wirehouse
Mar 30, 2018 to Mar 16, 2021 · Hot Springs Village, Ar

Moves

a registration end followed by a registration begin elsewhere

I•••• A•••••• G•••• to H•••••••• A•••••••• L••
left Nov 23, 2022, registered Nov 29, 2022 (6 days) · RIA to affiliated broker-dealer or bank
S••••• M••••••••• to I•••• A•••••• G••••
left Mar 31, 2022, registered Mar 8, 2022 (-23 days) · RIA to a newly registered adviser · moved with a team
W•••• F•••• A••••••• to S••••• M•••••••••
left Mar 16, 2021, registered Mar 12, 2021 (-4 days) · Wirehouse to independent RIA

Signals

M•••• J•• J•••••• left I•••• A•••••• G•••• for H•••••••• A•••••••• L•• (registered 2022-11-29)
Nov 23, 2022 · a•••••• firm change · fact
M•••• J•• J•••••• left S••••• M••••••••• for I•••• A•••••• G•••• (registered 2022-03-08)
Mar 31, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address