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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IPSEN ADVISOR GROUP

IPSEN ADVISOR GROUP LLC, CRD 318010

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3bd8818-3890-8a02-72ca-508d184a98f2

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jan 3, 2022 to Mar 16, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $236MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $227MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $78.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,003
Individual clients: 290
High net worth clients: 47
Custody, client assets: $1.6M
SEC number: 801-123145
CIK: 1964922
CRD: 318010
Filings on the tape: 13
First filed: Jan 3, 2022
Latest filed: Mar 16, 2026
Organised: Limited Liability Company, AR
Website: ipsenadvisorgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOREN MARSHALL IPSEN	Certified Financial Planner	LITTLE ROCK, AR	4	24	2	yes
AMY ELIZABETH IPSEN	n/a	LITTLE ROCK, AR	4	24	1	no
JAMES NICHOLAS MERRIWEATHER	Certified Financial Planner	LITTLE ROCK, AR	4	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
IPSEN, AMY, ELIZABETH	DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER	C	yes	12/2022	Jan 3, 2022	Dec 20, 2024
IPSEN, LOREN, MARSHALL	CHIEF EXECUTIVE OFFICER AND FINANCIAL PLANNER	C	yes	12/2022	Jan 3, 2022	Dec 20, 2024
MERRIWEATHER, JAMES, NICHOLAS	CHIEF OPERATIONS OFFICER	B	yes	01/2024	Mar 27, 2024	Dec 20, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 4 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 16, 2026	$236M	$223M	5	2	n/a	n/a
2024	Mar 27, 2025	$218M	$195M	5	2	n/a	n/a
2023	Mar 27, 2024	$192M	$172M	5	2	n/a	n/a
2022	Mar 30, 2023	$204M	$187M	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$236M	$218M	8.4%	$204M	5.1%	5	5	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOWELL MANAGEMENT	2	Mar 31, 2022	Aug 1, 2022	NORTH LITTLE ROCK, AR	Team lift out	RIA to new firm	2.5%
AMERIPRISE FINANCIAL SERVICES, LLC	2	Jan 6, 2021	Aug 1, 2022	LITTLE ROCK, AR	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (4)

← LOREN MARSHALL IPSENAdvisorregistration: current employment
Aug 1, 2022 to presentfactForm ADV
← AMY ELIZABETH IPSENAdvisorregistration: current employment
Aug 1, 2022 to presentfactForm ADV
← JAMES NICHOLAS MERRIWEATHERAdvisorregistration: current employment
Aug 1, 2022 to presentfactForm ADV
← Miles Jay JohnsonAdvisorregistration: previous registration
Mar 8, 2022 to Nov 23, 2022factForm ADV

Controls (3)

← IPSEN, LOREN, MARSHALLOwnerCHIEF EXECUTIVE OFFICER AND FINANCIAL PLANNER, ownership code C, individual
Jan 3, 2022 to Dec 20, 2024factForm ADV
← IPSEN, AMY, ELIZABETHOwnerDIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jan 3, 2022 to Dec 20, 2024factForm ADV
← MERRIWEATHER, JAMES, NICHOLASOwnerCHIEF OPERATIONS OFFICER, ownership code B, individual
Mar 27, 2024 to Dec 20, 2024factForm ADV

Moved with (2)

← SOWELL MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Mar 31, 2022 to Aug 1, 2022factForm ADV
← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser2 advisors, team lift out
Jan 6, 2021 to Aug 1, 2022factForm ADV

Dated events

Occurred
Mar 27, 2024
Control person joined
Nicholas James Merriweather (Chief Operations Officer) appeared on Schedule A of Ipsen Advisor Group
Form ADVobserved 5 days ago
Occurred
Nov 23, 2022
Advisor changed firm
Miles Jay Johnson left Ipsen Advisor Group for Hightower Advisors, Llc (registered 2022-11-29)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2022
Team lift-out
2 advisors left Sowell Management (North Little Rock, AR) for Ipsen Advisor Group on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jan 3, 2022
First Form ADV filing
Ipsen Advisor Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3bd8818-3890-8a02-72ca-508d184a98f2
First observed: Jan 3, 2022
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IPSEN ADVISOR GROUP

IPSEN ADVISOR GROUP LLC, CRD 318010

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3bd8818-3890-8a02-72ca-508d184a98f2

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOREN MARSHALL IPSEN

Certified Financial Planner

LITTLE ROCK, AR

yes

AMY ELIZABETH IPSEN

n/a

LITTLE ROCK, AR

JAMES NICHOLAS MERRIWEATHER

Certified Financial Planner

LITTLE ROCK, AR

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

IPSEN, AMY, ELIZABETH

DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER

yes

12/2022

Jan 3, 2022

Dec 20, 2024

IPSEN, LOREN, MARSHALL

CHIEF EXECUTIVE OFFICER AND FINANCIAL PLANNER

yes

12/2022

Jan 3, 2022

Dec 20, 2024

MERRIWEATHER, JAMES, NICHOLAS

CHIEF OPERATIONS OFFICER

yes

01/2024

Mar 27, 2024

Dec 20, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$236M

$223M

n/a

2024

Mar 27, 2025

$218M

$195M

n/a

2023

Mar 27, 2024

$192M

$172M

n/a

2022

Mar 30, 2023

$204M

$187M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$236M

$218M

8.4%

$204M

5.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOWELL MANAGEMENT

Mar 31, 2022

Aug 1, 2022

NORTH LITTLE ROCK, AR

Team lift out

RIA to new firm

2.5%

AMERIPRISE FINANCIAL SERVICES, LLC

Jan 6, 2021

Aug 1, 2022

LITTLE ROCK, AR

Team lift out

Ibd to new firm

0.0%