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Advisor at YOUR PATH FINANCIAL LLC
ADKINS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| YOUR PATH FINANCIAL LLC | State registered | Oct 22, 2018 | n/a | yes | ADKINS, TX | Current employment |
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | Independent wealth | Jan 2, 2014 | Oct 25, 2018 | no | DALLAS, TX|WAUKESHA, WI|CROWLEY, TX|CROWLEY, TX | Previous registration |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Feb 19, 2013 | Dec 31, 2013 | no | WAUKESHA, WI|DALLAS, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 11, 2009 | Mar 4, 2013 | no | DENTON, TX|SAN DIEGO, CA|DENTON, TX | Previous registration |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | n/a | Jul 7, 2006 | Dec 4, 2009 | no | EL CAJON, CA|EL CAJON, CA|SAN DIEGO, CA|SANTEE, CA | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 7, 2004 | Aug 23, 2006 | no | SANTEE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | YOUR PATH FINANCIAL LLC | Oct 25, 2018 | Oct 22, 2018 | -3 | Firm change | RIA to state RIA |
| THE STRATEGIC FINANCIAL ALLIANCE | GLOBAL VIEW CAPITAL MANAGEMENT LLC | Dec 31, 2013 | Jan 2, 2014 | 2 | Bulk transfer | Other |
| LPL FINANCIAL LLC | THE STRATEGIC FINANCIAL ALLIANCE | Mar 4, 2013 | Feb 19, 2013 | -13 | Firm change | Other |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | LPL FINANCIAL LLC | Dec 4, 2009 | Dec 11, 2009 | 7 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | INVESTMENT ADVISORS INTERNATIONAL, INC. | Aug 23, 2006 | Jul 7, 2006 | -47 | Bulk transfer | Other |