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R•• Y•••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R•• Y•••• E•••••

Advisor at A•••••• I••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:05ccb831-1ab7-d5f1-3dcf-ecffef31b888

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 29, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• I••••••••• I•••	Independent wealth	May 5, 2025	n/a	yes	West Palm Beach , FL\|CORAL GABLES, FL\|Ocean Ridge, FL\|CORAL GABLES, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 29, 2022	Feb 4, 2025	no	CHICAGO, IL\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	A•••••• I••••••••• I•••	Feb 4, 2025	May 5, 2025	90	Firm change	Ibd to RIA
1••• P•••••• C••••• G••••• L••	H•••••••• A•••••••• L••	Jun 22, 2022	Sep 29, 2022

Relationships

Registered with (4)

→ A•••••• I••••••••• I•••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 29, 2022 to Feb 4, 2025factForm ADV
→ 1••• P•••••• C••••• G••••• L••Registered adviserregistration: previous registration
Jul 25, 2019 to Jun 22, 2022factForm ADV
→ V••••• F•••••••• M••••••••• I•••

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
R•• Y•••• E••••• left H•••••••• A•••••••• L•• for A•••••• I••••••••• I••• (registered 2025-05-05)
Form ADVobserved 7 days ago
Occurred
Jun 22, 2022
Advisor changed firm
R•• Y•••• E••••• left 1••• P•••••• C••••• G••••• L•• for H•••••••• A•••••••• L•• (registered 2022-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:05ccb831-1ab7-d5f1-3dcf-ecffef31b888
First observed: Oct 29, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.