DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•• Y•••• E•••••

A•••••• I••••••••• I•••independent RIACoral Gables, Fl dual registrantIAPD 6333744

Feed of 09/15/2026

At current firm

1 y

since May 5, 2025

In the industry

18 y

since Jan 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• I••••••••• I••• independent RIA current
since May 5, 2025 · West Palm Beach , Fl
H•••••••• A•••••••• L•• BD affiliated
Sep 29, 2022 to Feb 4, 2025 · Chicago, Il
1••• P•••••• C••••• G••••• L•• independent RIA
Jul 25, 2019 to Jun 22, 2022 · Aventura, Fl
V••••• F•••••••• M••••••••• I••• BD affiliated
Oct 29, 2015 to May 2, 2019 · Aventura, Fl

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to A•••••• I••••••••• I•••
left Feb 4, 2025, registered May 5, 2025 (90 days) · Affiliated broker-dealer or bank to independent RIA
1••• P•••••• C••••• G••••• L•• to H•••••••• A•••••••• L••
left Jun 22, 2022, registered Sep 29, 2022 (99 days) · RIA to affiliated broker-dealer or bank
V••••• F•••••••• M••••••••• I••• to 1••• P•••••• C••••• G••••• L••
left May 2, 2019, registered Jul 25, 2019 (84 days) · Affiliated broker-dealer or bank to independent RIA

Signals

R•• Y•••• E••••• left H•••••••• A•••••••• L•• for A•••••• I••••••••• I••• (registered 2025-05-05)
Feb 4, 2025 · Advisor changed firm · fact
R•• Y•••• E••••• left 1••• P•••••• C••••• G••••• L•• for H•••••••• A•••••••• L•• (registered 2022-09-29)
Jun 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address