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Advisor at LAGUNA WEALTH ADVISORS, LLC
Dana Point, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LAGUNA WEALTH ADVISORS, LLC | Independent wealth | Aug 1, 2013 | n/a | yes | Dana Point, CA | Current employment |
| SAGENT WEALTH MANAGEMENT | Independent wealth | Jan 15, 2010 | Sep 3, 2013 | no | LAGUNA BEACH, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 24, 1994 | Jan 19, 2010 | no | LAGUNA HILLS, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGENT WEALTH MANAGEMENT | LAGUNA WEALTH ADVISORS, LLC | Sep 3, 2013 | Aug 1, 2013 | -33 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SAGENT WEALTH MANAGEMENT | Jan 19, 2010 | Jan 15, 2010 | -4 | Firm change | Other |