DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Fort Payne, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 26, 2025 | n/a | yes | Fort Payne, AL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2018 | Mar 26, 2025 | no | FORT PAYNE, AL|GUNTERSVILLE, AL|FORT PAYNE, AL | Previous registration |
| CENTER STREET ADVISORS, INC. | Former SEC adviser | Jun 12, 2018 | Dec 19, 2018 | no | Fort Payne, AL|NASHVILLE, TN | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | May 7, 2015 | Jun 11, 2018 | no | GUNTERSVILLE, AL|FORT PAYNE, AL | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 3, 2013 | Dec 4, 2013 | no | TRUSSVILLE, AL|OWENS CROSS ROADS, AL|TRUSSVILLE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Mar 26, 2025 | Mar 26, 2025 | 0 | Firm change | Ibd to ibd |
| CENTER STREET ADVISORS, INC. | LPL FINANCIAL LLC | Dec 19, 2018 | Dec 21, 2018 | 2 | Firm change | Ibd to RIA |
| CETERA INVESTMENT ADVISERS LLC | CENTER STREET ADVISORS, INC. | Jun 11, 2018 | Jun 12, 2018 | 1 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 4, 2013 | May 7, 2015 | 519 | Firm change after gap | Other |