DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• Q••••• A••••

C••••••••• F•••••••• N••••••national BDFort Payne, Aldual registrantIAPD 6206131

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• Q••••• A••••

At current firm

1 y

since Mar 26, 2025

In the industry

12 y

since Sep 24, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Mar 26, 2025 · Fort Payne, Al
L•• F•••••••• L•• BD affiliated
Dec 21, 2018 to Mar 26, 2025 · Fort Payne, Al
C••••• S••••• A•••••••• I••• former
Jun 12, 2018 to Dec 19, 2018 · Fort Payne, Al
C••••• I••••••••• A••••••• L•• BD affiliated
May 7, 2015 to Jun 11, 2018 · Guntersville, Al
E•••••••• A•••••••• L•• national BD
Oct 3, 2013 to Dec 4, 2013 · Trussville, Al

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••••••• F•••••••• N••••••
left Mar 26, 2025, registered Mar 26, 2025 (0 days) · Affiliated broker-dealer or bank to another
C••••• S••••• A•••••••• I••• to L•• F•••••••• L••
left Dec 19, 2018, registered Dec 21, 2018 (2 days) · Affiliated broker-dealer or bank to independent RIA
C••••• I••••••••• A••••••• L•• to C••••• S••••• A•••••••• I•••
left Jun 11, 2018, registered Jun 12, 2018 (1 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Dec 4, 2013, registered May 7, 2015 (519 days) · Other

Signals

J••• Q••••• A•••• left L•• F•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-03-26)
Mar 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address