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Advisor at WELLS FARGO ADVISORS
WILMINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2022 | n/a | yes | WILMINGTON, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 18, 2008 | Mar 4, 2022 | no | WILMINGTON, NC|ST. LOUIS, MO|WILMINGTON, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 2004 | Jan 22, 2008 | no | WILMINGTON, NC|WILMINGTON, NC | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Jun 21, 2002 | Oct 1, 2004 | no | RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 4, 2022 | Mar 4, 2022 | 0 | Channel change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jan 22, 2008 | Jan 18, 2008 | -4 | Firm change | Wirehouse to wirehouse |
| FIRST CITIZENS INVESTOR SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 1, 2004 | Sep 30, 2004 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:NC:2022-03-03 | Mar 4, 2022 | Mar 4, 2022 | WILMINGTON, NC | Firm change |