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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

DANIEL JOHN WARNKE

Advisor at OSAIC ADVISORY SERVICES, LLC

WICHITA, KS

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Search this name across graphsid dfx:ria:062324dc-22e0-d0fe-984e-6db7f730b9e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 25, 1991
First registration: Sep 1, 2004
Dual registered: yes, broker-dealer
Other names: DAN WARNKE
IAPD individual key: 2122454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 8, 2024	n/a	yes	WICHITA, KS	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Oct 8, 2018	Nov 8, 2024	no	WICHITA, KS	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Oct 17, 2018	no	WICHITA, KS	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Dec 1, 2006	Sep 1, 2016	no	OVERLAND PARK, KS\|WICHITA, KS\|OVERLAND PARK, KS	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 1, 2004	Dec 6, 2006	no	Wichita, KS\|WICHITA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	OSAIC ADVISORY SERVICES, LLC	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	ARBOR POINT ADVISORS	Oct 17, 2018	Oct 8, 2018	-9	Firm change	Ibd to ibd
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other
THRIVENT INVESTMENT MANAGEMENT INC.	VSR ADVISORY SERVICES	Dec 6, 2006	Dec 1, 2006	-5	Firm change	Other

Relationships

Registered with (5)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Oct 8, 2018 to Nov 8, 2024factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Oct 17, 2018factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 1, 2006 to Sep 1, 2016factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Sep 1, 2004 to Dec 6, 2006factForm ADV

Dated events

No dated event names this entity yet.