DFX Intelligence

J•• S•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•• S•••• M•••••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Katy, TX

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Search this name across graphsid dfx:ria:062702c3-fdd5-12fb-c358-46d93a3202b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Nov 20, 2019	n/a	yes	Katy, TX	Current employment
I•••••• A•••••••• I•••	Asset manager	Jan 1, 2010	Sep 18, 2018	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• A•••••••• I•••	S•••• F••• I••••••••• M••••••••• C••••	Sep 18, 2018	Nov 20, 2019	428	Firm change after gap	Other
I•••••• A•• P•••••• A•••• M••••••••• I•••	I•••••• A•••••••• I•••	Jan 1, 2010	Jan 1, 2010

Relationships

Registered with (3)

→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: current employment
Nov 20, 2019 to presentfactForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Sep 18, 2018factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 17, 2006 to Jan 1, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:062702c3-fdd5-12fb-c358-46d93a3202b4
First observed: May 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.