DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ROBERT EARL STANLICK

Advisor at LPL FINANCIAL LLC

COLORADO SPRINGS, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06552efe-b11d-2014-2d91-c52bb0015848

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 20, 1997
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2411358

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 6, 2023	n/a	yes	COLORADO SPRINGS, CO	Current employment
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Feb 22, 2017	Jul 11, 2023	no	Englewood, CO\|Colorado Springs, CO	Previous registration
FORTA FINANCIAL GROUP, INC.	Former SEC adviser	Nov 15, 2004	Mar 21, 2017	no	MESA, AZ\|GREENWOOD VILLAGE, CO\|COLORADO SPRINGS, CO\|COLORADO SPRINGS, CO	Previous registration
PIPER SANDLER & CO.	Institutional manager	Jan 1, 1999	Apr 30, 2003	no	PUEBLO, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEOS WEALTH MANAGEMENT, INC.	LPL FINANCIAL LLC	Jul 11, 2023	Jul 6, 2023	-5	Firm change	Ibd to ibd
FORTA FINANCIAL GROUP, INC.	GENEOS WEALTH MANAGEMENT, INC.	Mar 21, 2017	Feb 22, 2017	-27	Firm change	Other
PIPER SANDLER & CO.	FORTA FINANCIAL GROUP, INC.	Apr 30, 2003	Nov 15, 2004	565	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 22, 2017 to Jul 11, 2023factForm ADV
→ FORTA FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 15, 2004 to Mar 21, 2017factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Jan 1, 1999 to Apr 30, 2003factForm ADV

Dated events

Occurred
Jul 11, 2023
Advisor changed firm
Robert Earl Stanlick left Geneos Wealth Management, Inc. for Lpl Financial Llc (registered 2023-07-06)
Form ADVobserved 5 days ago