DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Earl Stanlick
Feed of 09/14/2026
At current firm
3 y
since Jul 6, 2023
In the industry
29 y
since Aug 20, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 6, 2023 · Colorado Springs, Co
- Geneos Wealth Management, Inc. BD affiliatedFeb 22, 2017 to Jul 11, 2023 · Englewood, Co
- Forta Financial Group, Inc. formerNov 15, 2004 to Mar 21, 2017 · Mesa, Az
- Piper Sandler & Co. institutionalJan 1, 1999 to Apr 30, 2003 · Pueblo, Co
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to LPL Financial LLCleft Jul 11, 2023, registered Jul 6, 2023 (-5 days) · Affiliated broker-dealer or bank to another
- Forta Financial Group, Inc. to Geneos Wealth Management, Inc.left Mar 21, 2017, registered Feb 22, 2017 (-27 days) · Other
- Piper Sandler & Co. to Forta Financial Group, Inc.left Apr 30, 2003, registered Nov 15, 2004 (565 days) · Other
Signals
- Robert Earl Stanlick left Geneos Wealth Management, Inc. for Lpl Financial Llc (registered 2023-07-06)Jul 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address