DFX Intelligence

D••••• L•• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D••••• L•• W••••

Advisor at F••••

Glendale, AZ | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:065d6836-5aa5-4b6f-6d59-3e429074410a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••	Independent wealth	Aug 10, 2026	n/a	yes	Glendale, AZ\|WEST PALM BEACH, FL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 6, 2021	Aug 14, 2026	no	Phoenix, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	F••••	Aug 14, 2026	Aug 10, 2026	-4	Firm change	Ibd to RIA
S••••• W••••• A•••••••• I•••	C•••••• S••••• • C••• I•••	May 7, 2021	May 6, 2021

Relationships

Registered with (5)

→ F••••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 6, 2021 to Aug 14, 2026factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 27, 2015 to May 7, 2021factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Aug 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:065d6836-5aa5-4b6f-6d59-3e429074410a
First observed: Mar 6, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.