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K•••• J•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

K•••• J•••• F••••

Advisor at N•••

••• Locked

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Search this name across graphsid dfx:ria:06664c7f-9541-a662-d411-3b9c92c7a7b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 24, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• W••••• M••••••••• L••	Mixed wealth	Sep 30, 2024	n/a	yes	RICHLAND, WA	Current employment
N•••	Independent wealth	Apr 11, 2024	n/a	yes	PLANO, TX\|Richland, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• A•••••••• I•••	P••••• W••••• M••••••••• L••	Nov 19, 2024	Jan 29, 2024	-295	Firm change after gap	RIA to new firm
P••••• W••••• M••••••••• L••	S• A•••••• N••••••• L••	Sep 30, 2024	Jan 29, 2024

Relationships

Registered with (5)

→ P••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 29, 2024 to Sep 30, 2024factForm ADV
→ N•••Registered adviserregistration: current employment
Apr 11, 2024 to presentfactForm ADV
→ S• A•••••• N••••••• L••Registered adviserregistration: current employment
Jan 29, 2024 to presentfactForm ADV
→ H•• A•••••••• I•••

Dated events

Occurred
Nov 19, 2024
A•••••• firm change
K•••• J•••• F•••• left H•• A•••••••• I••• for P••••• W••••• M••••••••• L•• (registered 2024-01-29)
Form ADVobserved 7 days ago
Occurred
Sep 30, 2024
A•••••• firm change
K•••• J•••• F•••• left P••••• W••••• M••••••••• L•• for S• A•••••• N••••••• L•• (registered 2024-01-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06664c7f-9541-a662-d411-3b9c92c7a7b6
First observed: Aug 24, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.