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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HFG ADVISORS, INC.

CRD 316446

KENNEWICK, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f19d17-7ffd-7544-6f9e-5584a63fc0f4

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Dec 14, 2021 to Mar 16, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113MItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $113M
Private client RAUM: $113MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $18.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 362
Individual clients: 100
High net worth clients: 33
SEC number: 801-123046
CRD: 316446
Filings on the tape: 11
First filed: Dec 14, 2021
Latest filed: Mar 16, 2026
Organised: Corporation, CA
Website: hfgtrust.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICK PRIME	Certified Financial Planner	KENNEWICK, WA	4	22	2	no
WILLIAM TING HSIANG WANG	Certified Financial Planner	KENNEWICK, WA \| Kennewick, WA	4	11	1	no
Cody Alan Beaumont	Certified Financial Planner	Gilroy, CA \| KENNEWICK, WA	4	15	n/a	no
PRESTON CHARLES EDER	n/a	KENNEWICK, WA	4	12	n/a	no
Robert Tyler Pearson	Certified Financial Planner	KENNEWICK, WA	0	11	n/a	no
GARRICK MICHAEL RUSSELL	n/a	KENNEWICK, WA	0	26	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COMMUNITY FIRST BANK	Owner	F	yes	01/2016	Dec 14, 2021	Mar 16, 2024
HFG TRUST, LLC	Owner	E	yes	04/2021	Dec 14, 2021	Mar 16, 2024
WANG, WILLIAM, TING HSIANG	President	Na	yes	01/2022	May 6, 2022	Mar 16, 2024
Westermeyer, Drew, Alan	CHIEF COMPLIANCE OFFICER	Na	yes	06/2022	Jun 22, 2022	Mar 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COMMUNITY FIRST BANK	n/a	n/a	n/a	Y	no	n/a
HFG TRUST, LLC	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Berkeley	CA	United States	2	no
Roseburg	Or	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$113M	$113M	7	5	2	n/a	n/a
2024	Mar 20, 2025	$221M	$221M	7	5	2	n/a	n/a
2023	Mar 16, 2024	$250M	$247M	7	6	2	n/a	n/a
2022	Mar 13, 2023	$254M	$251M	8	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	$221M	-48.8%	$254M	-23.5%	7	7	2	2

Relationships

Registered with (8)

← GARRICK MICHAEL RUSSELLAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← Robert Tyler PearsonAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← PRESTON CHARLES EDERAdvisorregistration: current employment
Aug 31, 2022 to presentfactForm ADV
← Cody Alan BeaumontAdvisorregistration: current employment
Aug 29, 2022 to presentfactForm ADV
← RICK PRIMEAdvisorregistration: current employment
Jan 13, 2022 to presentfactForm ADV
← WILLIAM TING HSIANG WANGAdvisorregistration: current employment
Jan 13, 2022 to presentfactForm ADV
← KEVIN JAMES FLOYDAdvisorregistration: previous registration
Jan 13, 2022 to Nov 19, 2024factForm ADV
← NICHOLAS STEVEN HENGLAdvisorregistration: previous registration
May 6, 2022 to Nov 6, 2024factForm ADV

Controls (4)

← WANG, WILLIAM, TING HSIANGOwnerPRESIDENT, ownership code NA, individual
May 6, 2022 to Mar 16, 2024factForm ADV
← Westermeyer, Drew, AlanOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 22, 2022 to Mar 16, 2024factForm ADV
← COMMUNITY FIRST BANKOwnerOWNER, ownership code F, domestic entity
Dec 14, 2021 to Mar 16, 2024factForm ADV
← HFG TRUST, LLCOwnerOWNER, ownership code E, domestic entity
Dec 14, 2021 to Mar 16, 2024factForm ADV

Dated events

Occurred
Mar 16, 2026
Regulatory AUM changed
Hfg Advisors, Inc. reported RAUM $113.4M, down 49% from $221.4M (2025-09-02 to 2026-03-16)
Form ADVobserved 5 days ago
$-108M
Occurred
Nov 19, 2024
Advisor changed firm
Kevin James Floyd left Hfg Advisors, Inc. for Pomona Wealth Management, Llc (registered 2024-01-29)
Form ADVobserved 5 days ago
Occurred
Nov 6, 2024
Advisor changed firm
Nicholas Steven Hengl left Hfg Advisors, Inc. for Dalewood Wealth Management, Llc (registered 2024-12-04)
Form ADVobserved 5 days ago
Occurred
Jun 22, 2022
Control person joined
Alan Drew Westermeyer (Chief Compliance Officer) appeared on Schedule A of Hfg Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
May 6, 2022
Control person joined
Ting Hsiang William Wang (President And Chief Compliance Officer) appeared on Schedule A of Hfg Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
May 6, 2022
Control person left
Rick Prime (President And Chief Compliance Officer) no longer on Schedule A of Hfg Advisors, Inc. (listed 2021-12-14, absent 2022-05-06)
Form ADVobserved 5 days ago
Occurred
Dec 14, 2021
First Form ADV filing
Prime Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:30f19d17-7ffd-7544-6f9e-5584a63fc0f4
First observed: Dec 14, 2021
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HFG ADVISORS, INC.

CRD 316446

KENNEWICK, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:30f19d17-7ffd-7544-6f9e-5584a63fc0f4

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICK PRIME

Certified Financial Planner

KENNEWICK, WA

WILLIAM TING HSIANG WANG

Certified Financial Planner

KENNEWICK, WA | Kennewick, WA

Cody Alan Beaumont

Certified Financial Planner

Gilroy, CA | KENNEWICK, WA

n/a

PRESTON CHARLES EDER

n/a

KENNEWICK, WA

n/a

Robert Tyler Pearson

Certified Financial Planner

KENNEWICK, WA

n/a

GARRICK MICHAEL RUSSELL

n/a

KENNEWICK, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COMMUNITY FIRST BANK

Owner

yes

01/2016

Dec 14, 2021

Mar 16, 2024

HFG TRUST, LLC

Owner

yes

04/2021

Dec 14, 2021

Mar 16, 2024

WANG, WILLIAM, TING HSIANG

President

yes

01/2022

May 6, 2022

Mar 16, 2024

Westermeyer, Drew, Alan

CHIEF COMPLIANCE OFFICER

yes

06/2022

Jun 22, 2022

Mar 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COMMUNITY FIRST BANK

n/a

HFG TRUST, LLC

n/a

City

State

Country

Employees

Also broker-dealer

Berkeley

United States

Roseburg

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$113M

n/a

2024

Mar 20, 2025

$221M

n/a

2023

Mar 16, 2024

$250M

$247M

n/a

2022

Mar 13, 2023

$254M

$251M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$113M

$221M

-48.8%

$254M

-23.5%