S•••• S• Y•••

Advisor at M••••• S••••••

Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0666fb2a-7ab0-c665-6e55-145381f739c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 23, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 18, 2021	n/a	yes	Newport Beach, CA	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Jul 15, 2019	Apr 30, 2020	no	Beverly Hills, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	M••••• S••••••	Apr 30, 2020	May 18, 2021	383	Firm change	Ibd to wirehouse
L•••••••••	H•••••••• A•••••••• L••	Aug 8, 2019	Jul 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
140305:145323:CA:2019-08-08	Aug 8, 2019	Jul 15, 2019	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (5)

→ M••••• S••••••Registered adviserregistration: previous registration
Jan 9, 2015 to Nov 11, 2016factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2019 to Apr 30, 2020factForm ADV
→ L•••••••••Registered adviserregistration: previous registration
Aug 17, 2018 to Aug 8, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0666fb2a-7ab0-c665-6e55-145381f739c7
First observed: Aug 25, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.