DFX Intelligence
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Reading the graph
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Advisor at C••••••••• W•••••• L••
Centennial, CO | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• W•••••• L•• | Independent wealth | Aug 5, 2019 | n/a | yes | OVERLAND PARK, KS|Centennial, CO | Current employment |
| A• W••••• M••••••••• L•• | Bd affiliated wealth | Aug 23, 2018 | Jul 31, 2019 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | C••••••••• W•••••• L•• | Jul 31, 2019 | Aug 5, 2019 | 5 | Firm change | RIA to RIA |
| A• • I• W••••• M••••••••• | A• W••••• M••••••••• L•• | Aug 23, 2018 | Aug 23, 2018 |
| A• • I• W••••• M••••••••• | Independent wealth | Mar 10, 2017 | Aug 23, 2018 | no | Englewood, CO | Previous registration |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jun 5, 2013 | Mar 15, 2017 | no | GREENWOOD VILLAGE, CO | Previous registration |
| 0 |
| Firm change |
| RIA to RIA |
| W••••••• F•••••••• S•••••••• I••• | A• • I• W••••• M••••••••• | Mar 15, 2017 | Mar 10, 2017 | -5 | Firm change | Other |