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Advisor at AXXCESS WEALTH MANAGEMENT, LLC
CARLSBAD, CA | Laguna Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC | Independent wealth | Sep 22, 2025 | n/a | yes | Laguna Beach, CA|CARLSBAD, CA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 16, 2021 | Jan 9, 2023 | no | IRVINE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 7, 2018 | Feb 26, 2021 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA|LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | AXXCESS WEALTH MANAGEMENT, LLC | Jan 9, 2023 | Sep 22, 2025 | 987 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Feb 26, 2021 | Jun 16, 2021 | 110 | Firm change | Other |