DFX Intelligence

C••••••••• F•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C••••••••• F•••••• P••••

Advisor at L•• D••••• • B••• I••

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0683a7a9-c056-6c46-cb9a-c0278f001511

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• D••••• • B••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• D••••• • B••• I••	Independent wealth	Mar 25, 2025	n/a	yes	NASHVILLE, TN	Current employment
C•••••• C••••••• L••	Independent wealth	Jun 27, 2024	Mar 3, 2025	no	FRANKLIN, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••••• L••	L•• D••••• • B••• I••	Mar 3, 2025	Mar 25, 2025	22	Firm change	RIA to RIA
C•••••• C••••••• L••	C•••••• C••••••• L••	Jul 2, 2024	Jun 27, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
115231:297048:TN:2019-02-01	Feb 1, 2019	Feb 15, 2019	MEMPHIS, TN	Firm change

Relationships

Registered with (5)

→ L•• D••••• • B••• I••Registered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ C•••••• C••••••• L••Registered adviserregistration: previous registration
Jun 27, 2024 to Mar 3, 2025factForm ADV
→ C•••••• C••••••• L••Registered adviserregistration: previous registration
May 21, 2019 to Jul 2, 2024factForm ADV
→ G•••• S••••• W••••• M••••••••• L••

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0683a7a9-c056-6c46-cb9a-c0278f001511
First observed: Aug 21, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.