DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• V••• C•••••• M••••••••• L••
WAUKESHA, WI | WAUSAU, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• V••• C•••••• M••••••••• L•• | Independent wealth | Jan 2, 2014 | n/a | yes | WAUKESHA, WI|WAUSAU, WI | Current employment |
| T•• S•••••••• F•••••••• A••••••• | Bd affiliated wealth | Nov 3, 2010 | Dec 31, 2013 | no | ATLANTA, GA|WAUSAU, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• S•••••••• F•••••••• A••••••• | G••••• V••• C•••••• M••••••••• L•• | Dec 31, 2013 | Jan 2, 2014 | 2 | Bulk transfer | Other |
| I••••••••• A••••••• I••••••••• I••• | T•• S•••••••• F•••••••• A••••••• | Nov 2, 2010 | Nov 3, 2010 |
| I••••••••• A••••••• I••••••••• I••• | n/a | Jul 17, 2006 | Nov 2, 2010 | no | WAUSAU, WI | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Dec 16, 2004 | Aug 25, 2006 | no | STEVENS POINT, WI | Previous registration |
| 1 |
| Bulk transfer |
| Other |
| T••••••••• F•••••••• A•••••••• L•• | I••••••••• A••••••• I••••••••• I••• | Aug 25, 2006 | Jul 17, 2006 | -39 | Bulk transfer | Other |